Do you have a brokerage license?
- Yes – Recognition
- No – Authorisation & Registration
Please note that even if an Applicant has a brokerage license, Authorisation by AFSA to conduct regulated activity within AIFC remains an option.
Authority (AFSA)
Contact AIX Business Development which will provide an overview of the application process and requirements, and assist with any questions regarding AIX.
Submit a Participant application with the required supporting documents to establish a connection to the Depository System.
Following receipt and review of the Member application, the AIX Regulation Team determines whether clarifications or further documents are required.
Pass technical connectivity tests (IT and Depository System tests) run by AIX as per the details provided in the AIX Participant application.
Once your Depository System arrangements are finalised and the AIX Regulation Team is satisfied that the applicant meets the qualification requirements, AIX will countersign the Participant agreement and you can commence operations. Please also review Participation Fees.