Regulation Newsletters 2

Regulation Newsletter N1

June 2021

This Newsletter Content

This edition of the Newsletter covers:

1) general overview of Issuers’ and Trading Members’ continuing obligations;

2) disciplinary action for breach of AIX Business Rules enforced by R&C in 1H2021

Regulation Newsletter N2

February 2022

This Newsletter Content

This edition of the Newsletter covers:

I. Updates to the Guide on Issuer’s Continuing Obligations

II. Announcement on the educational webinar for Issuers on Annual Reports

III. General overview and update of Trading Members’ continuing obligations

IV. Trading Member’s obligations with regards to suspended clients’ accounts at the AIX CSD.